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Products/Financial Advisor Practice Manager
Financial Services

Financial Advisor Practice Manager

$24.99

One-time purchase · Instant download · Both formats included

Works with

Microsoft ExcelGoogle SheetsMac + WindowsiPad + ChromebookNo subscription required

Secure checkoutInstant delivery30-day refund

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This template is included in these bundles. Get more templates and save:

Financial Services Professional Suite

2 templates included

$19.99
$34.98
-43%

Financial Services Complete Business Bundle

4 templates included

$39.99
$71.97
-44%

What's Included

12 tabs, formulas pre-wired
Sample data plus a blank version
Conditional formatting and dropdowns set up
Works in Excel and Google Sheets

Overview

Practice management system for independent financial advisors and wealth managers. Track client book, AUM-based fees, meeting schedules, compliance logs, and practice profitability.

A 12-tab financial services workbook. Handles client book with aum, risk profile, and fee structure, aum-based and flat fee revenue tracker by client, annual review and quarterly check-in planner. Worksheets: Settings, Dashboard, Client Book, Pipeline and 8 more. All formulas, conditional formatting, and data validation pre-built. Sample data loaded; blank version included. Excel (.xlsx) and Google Sheets.

Worksheets Included (12)

Settings
Dashboard
Client Book
Pipeline
Meeting Planner
Financial Planning Checklist
Fee Revenue Tracker
Practice P&L
Marketing Tracker
Goal Tracker
Compliance Log
Instructions

Key Features

  • Client book with AUM, risk profile, and fee structure
  • AUM-based and flat fee revenue tracker by client
  • Annual review and quarterly check-in planner
  • Per-client financial planning checklist
  • Prospect pipeline with estimated AUM and probability
  • Compliance log for communications and disclosures
  • Practice P&L with detailed expense categories
  • Marketing campaign tracker with ROI

Ideal For

  • Independent financial advisors
  • RIAs
  • Wealth managers
  • Financial planners

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Common Questions

Does this work in Excel AND Google Sheets?
Yes. Every spreadsheet ships in two formats: a native .xlsx file (Excel 2016+) and a Google Sheets copy you can open in your browser. Formulas, formatting, and validation work identically in both. Pick whichever your team uses.
Will the formulas break if I add my own rows?
No. Formulas use structured references and dynamic ranges where it matters, so inserting rows mid-table extends the calculations automatically. The Instructions tab in each workbook explains which rows are formula-driven vs. your input.
Is there a password on the file?
Yes. The workbook is lightly sheet-protected to prevent accidental formula overwrites. The password is included in the Setup Guide PDF that ships with every purchase. You're free to unprotect any sheet once you're in.
What if I need a refund?
30-day money-back guarantee, no questions asked. Email hello@fennecpress.com with your order number and we'll process the refund within a business day.
Can I re-download the file later?
Yes. Create a free account at fennecpress.com/account after purchase and your downloads stay accessible. A copy also lands in the confirmation email you received at checkout.
Can I use this for my business / my clients?
Yes. You own your copy outright and can customize it, share it with your team, and use it for as many internal or client-facing projects as you want. You can't resell the template itself, but any work product you create using the template is entirely yours.
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Get this template in the Financial Services Professional Suite

2 templates for $19.99, save 43%

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