Financial Advisor Practice Manager
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Financial Advisor Practice Manager
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What's Included
Overview
Practice management system for independent financial advisors and wealth managers. Track client book, AUM-based fees, meeting schedules, compliance logs, and practice profitability.
A 11-tab workbook for financial services operations. Handles client book with aum, risk profile, and fee structure, aum-based and flat fee revenue tracker by client, annual review and quarterly check-in planner, plus everything else you'd normally build yourself.
Worksheets include Dashboard, Client Book, Fee Revenue Tracker, Meeting Planner and 7 more. All formulas and conditional formatting are pre-built. Sample data is included so you can see the template in action before making it your own.
Available in Excel (.xlsx) and Google Sheets.
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Worksheets Included (11)
Key Features
- Client book with AUM, risk profile, and fee structure
- AUM-based and flat fee revenue tracker by client
- Annual review and quarterly check-in planner
- Per-client financial planning checklist
- Prospect pipeline with estimated AUM and probability
- Compliance log for communications and disclosures
- Practice P&L with detailed expense categories
- Marketing campaign tracker with ROI
Ideal For
- Independent financial advisors
- RIAs
- Wealth managers
- Financial planners
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